CIK 1816635
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GAGLIARDI, NICOLE, FRANCINE | MANAGING DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | 2010-05 | 25–50% ·◆ |
| MALCOM, DIANA, BLISS | PRESIDENT, PRINCIPAL AND DIRECTOR | 2004-05 | 25–50% ·◆ |
| WELCH, JESSICA, C. | PORTFOLIO MANAGER AND PHILANTHROPIC ADVISOR GIVING COORDINATOR | 2019-11 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|
| LOWELL, JAMES, HALE | PRINCIPAL · PRINCIPAL AND DIRECTOR | 2023-01 | — not seen at a tracked firm |
| LOWELL, SUSAN, WALSH | PRINCIPAL · PRINCIPAL AND DIRECTOR · PRESIDENT,PRINCIPAL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2023-01 | — not seen at a tracked firm |
| DELANEY, JOHN, TIMOTHY | PRINCIPAL, DIRECTOR, INVESTMENT STRATEGY, SECRETARY, AND CLERK · PRINCIPAL, DIRECTOR AND INVESTMENT STRATEGY · PRINCIPAL AND INVESTMENT STRATEGY | 2021-11 | — not seen at a tracked firm |
| POLANSKY, DAVID, HART | PRINCIPAL AND SENIOR RESEARCH ANALYST | 2021-03 | — not seen at a tracked firm |
| MACCALLUM, MARK, RANDALL | PRINCIPAL AND DIRECTOR, SECRETARY, CLERK | 2020-06 | — not seen at a tracked firm |
| STORIN, LINDA, B F | PRINCIPAL AND DIRECTOR | 2017-09 | — not seen at a tracked firm |
| MCCOY, PATRICK, BROOKMAN | PRINCIPAL AND DIRECTOR | 2016-05 | — not seen at a tracked firm |
| ENDRIES, CARRIE, ANNE | PRINCIPAL AND DIRECTOR | 2014-03 | — not seen at a tracked firm |
| DINAPOLI, ROSALIE | PRINCIPAL AND DIRECTOR | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
