CIK 1811242
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-18). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-18. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DAVIS, GREGORY | CHAIRMAN OF THE BOARD, MANAGER, AND CHIEF INVESTMENT OFFICER | 2018-01 | <5% ·◆ |
| MERIANOS, LAURA, J. | MANAGER | 2021-07 | <5% ·◆ |
| POPE, KATHERINE, MARY LEGH | CHIEF COMPLIANCE OFFICER | 2024-09 | <5% ·◆ |
| SIMONS, CARRIE, ANN | CHIEF FINANCIAL OFFICER | 2026-03 | <5% ·◆ |
| SRINIVASAN, SUJATHA, ARAVINDA | MANAGER | 2024-12 | <5% ·◆ |
| VANGUARD GROUP INCentity | ACTIVE | 1974-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CAUGHLIN, KAITLYN | MANAGER | 2024-12 | — not seen at a tracked firm |
| PETTY, DAVID, BRUCE | CHIEF FINANCIAL OFFICER | 2024-12 | — not seen at a tracked firm |
| ANGELL, JACQUELINE, MARY | CHIEF COMPLIANCE OFFICER | 2024-03 | VANGUARD GROUP INC, VANGUARD CAPITAL MANAGEMENT LLC, VANGUARD PORTFOLIO MANAGEMENT LLC |
| HADFIELD, JON | CHIEF COMPLIANCE OFFICER | 2023-06 | — not seen at a tracked firm |
| GAR, MANISH | MANAGER | 2022-03 | VANGUARD CAPITAL MANAGEMENT LLC |
| BENDL, JOHN, WESLEY | CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER AND TREASURER | 2021-10 | VANGUARD ADVISERS INC, VANGUARD GROUP INC, Vanguard Personalized Indexing Management, LLC |
| NORRIS, JAMES, MAURICE | CHAIRMAN AND MANAGER · SENIOR VICE PRESIDENT AND MANAGER · SENIOR VICE PRESIDENT AND ELECTED MANAGER · MANAGER | 2020-10 | — not seen at a tracked firm |
| SCHADL, JOHN, EDWARD | CHIEF COMPLIANCE OFFICER | 2020-03 | VANGUARD ADVISERS INC, Vanguard Personalized Indexing Management, LLC, VANGUARD PORTFOLIO MANAGEMENT LLC |
| SATTERTHWAITE, FRANK, LORD | MANAGER · CHIEF FINANCIAL OFFICER | 2019-07 | — not seen at a tracked firm |
| LUI, CYNTHIA | MANAGER | 2019-07 | — not seen at a tracked firm |
| ROYER, WILLIAM | CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| MCNABB, FREDERICK, WILLIAM | CHIEF EXECUTIVE OFFICER AND MANAGER · CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER · CHIEF EXECUTIVE OFFICER | 2018-03 | — not seen at a tracked firm |
| BUCKLEY, MORTIMER, JOSEPH | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, AND MANAGER · CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND MANAGER · CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND ELECTED MANAGER · SENIOR VICE PRESIDENT AND ELECTED MANAGER · MANAGER | 2018-03 | — not seen at a tracked firm |
| BEJ, NATALIE | CHIEF COMPLIANCE OFFICER | 2018-03 | — not seen at a tracked firm |
| MCISAAC, CHRISTOPHER, DAVIS | SENIOR VICE PRESIDENT AND MANAGER · SENIOR VICE PRESIDENT AND ELECTED MANAGER · ELECTED MANAGER | 2018-03 | VANGUARD GROUP INC, VANGUARD ASSET MANAGEMENT, Ltd |
| REED, GLENN, W | SENIOR VICE PRESIDENT AND MANAGER · SENIOR VICE PRESIDENT AND ELECTED MANAGER · MANAGER | 2017-03 | — not seen at a tracked firm |
| STAM, HEIDI | CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT, AND ELECTED MANAGER · CHIEF LEGAL OFFICER AND ELECTED MANAGER · CHIEF LEGAL OFFICER AND MANAGER | 2016-04 | — not seen at a tracked firm |
| MILLER, MICHAEL, SIDNEY | SENIOR VICE PRESIDENT AND ELECTED MANAGER · MANAGER | 2015-03 | — not seen at a tracked firm |
| CARPENTER, RICHARD, DAVID | CHIEF FINANCIAL OFFICER | 2014-03 | — not seen at a tracked firm |
| SCALVINO, PAULINE, CATHERINE | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| SAUTER, GEORGE, UPHAM | CHIEF INVESTMENT OFFICER AND ELECTED MANAGER · MANAGER | 2012-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
