CIK 1810555
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-02-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-02-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DURSO, RICHARD, JOHN | PRESIDENT/CHIEF FINANCIAL OFFICER/SENIOR WEALTH ADVISOR | 2013-07 | 10–25% ·◆ |
| LABADIE, MARC, CHARLES | EXECUTIVE VICE PRESIDENT | 2015-01 | 10–25% ·◆ |
| METZ, MITCHELL, JEFFREY | SENIOR VICE PRESIDENT | 2016-03 | 10–25% ·◆ |
| WEIAND, JEFFREY, ALAN | CHAIRMAN & CHIEF EXECUTIVE OFFICER | 2022-07 | 10–25% ·◆ |
| CREMI, KEVIN, JOHN | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 2022-07 | <5% ·◆ |
| YOUNG, GREGORY, JOHN | CHIEF INVESTMENT OFFICER | 2021-01 | <5% ·◆ |
| MORAN, RACHEL, FIEWEGER | VICE PRESIDENT OF PERSONAL WEALTH MANAGEMENT | 2018-04 | 5–10% |
| VASSALLO, CHRISTOPHER, NONE | VICE PRESIDENT OF CLIENT DEVELOPMENT | 2017-03 | 5–10% |
| Hahn, Man-Hyung | DIRECTOR OF TAX PLANNING/SHAREHOLDER; | 2024-04 | <5% |
| LOVE, WILLIAM, GEORGE | SENIOR FINANCIAL PLANNER | 2023-04 | <5% |
| OFFERMAN, NICOLE, MARIE | VICE PRESIDENT OF EMPLOYER RETIREMENT PLAN SERVICES | 2023-04 | <5% |
| ZACOK, BRENT, JACOB | DIRECTOR OF FINANCIAL PLANNING STANDARDS/SENIOR FINANCIAL PLANNER | 2025-04 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DAVIES, ELIZABETH, ANN | PRESIDENT · VICE PRESIDENT | 2024-10 | — not seen at a tracked firm |
| BUSILLO, RICHARD, JOSEPH | CHAIRMAN · CHAIRMAN AND CEO · PRESIDENT | 2023-11 | — not seen at a tracked firm |
| SMITH, MICHAEL, JAMES | SENIOR VICE PRESIDENT | 2022-03 | — not seen at a tracked firm |
| HOCHSCHWENDER, JOHN, FRANK | EXECUTIVE VICE PRESIDENT · SENIOR VICE PRESIDENT | 2018-03 | — not seen at a tracked firm |
| DILIBERTO, ROY, THOMAS | FOUNDER · CHAIRMAN | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
