CIK 1802647
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-11). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-11. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AUDRAIN, MARK, ANDREW | CHIEF COMPLIANCE OFFICER | 2023-09 | <5% ·◆ |
| BEACH, KYLEE, MARIE | CHIEF LEGAL OFFICER/SECRETARY | 2020-09 | <5% ·◆ |
| Mayo, Mark, Kevin | CHIEF FINANCIAL OFFICER | 2024-09 | <5% ·◆ |
| PRUITT, RONALD, EARL | PRESIDENT | 2024-05 | <5% ·◆ |
| WOLFSEN, NATALIE, GRACE | CEO | 2023-10 | <5% ·◆ |
| FORKER, MICHAEL, WILFORD | EVP, OPERATIONS | 2021-03 | <5% |
| ORION ADVISOR SOLUTIONS, INC.entity | SOLE MEMBER | 2020-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| APPLEGARTH, MARK, DANIEL | CHIEF FINANCIAL OFFICER AND TREASURER · TREASURER · TREASURER/CHIEF FINANCIAL OFFICER/ELECTED MANAGER · TREASURER/CHIEF FINANCIAL OFFICER · TREASURER/CONTROLLER | 2024-01 | — not seen at a tracked firm |
| BEACH, RYAN, BRUCE | CHIEF OF STAFF · PRESIDENT/CHIEF OPERATING OFFICER/ELECTED MANAGER · SECRETARY/ELECTED MANAGER · CHIEF EXECUTIVE OFFICER/ELECTED MANAGER · CHIEF EXECUTIVE OFFICER · PRESIDENT | 2024-01 | — not seen at a tracked firm |
| FERKO, BRIAN, MICHAEL | CHIEF COMPLIANCE OFFICER | 2023-07 | — not seen at a tracked firm |
| CLARKE, ERIC, REESE | CHIEF EXECUTIVE OFFICER · ELECTED MANAGER | 2023-01 | — not seen at a tracked firm |
| LAMBERT, RANDY, THOMAS | CHIEF OPERATIONS OFFICER | 2023-01 | — not seen at a tracked firm |
| BEAMAN, NOREEN, DARCY | PRESIDENT | 2021-10 | — not seen at a tracked firm |
| MOORE, JASON, BRADFORD | CHIEF SOLUTIONS OFFICER | 2021-10 | — not seen at a tracked firm |
| GREEN, PHILIP, FRANKLIN | CHIEF FINANCIAL OFFICER | 2020-10 | — not seen at a tracked firm |
| MCCONNELL, BRENDAN, PATRICK | CHIEF OPERATING OFFICER | 2020-10 | — not seen at a tracked firm |
| RAUPP, JEFFREY, WILLIAM | CHIEF INVESTMENT OFFICER | 2020-10 | — not seen at a tracked firm |
| PFEFFER, MARC, HARRIS | CHIEF INVESTMENT OFFICER | 2020-06 | — not seen at a tracked firm |
| Lane, Julie, Ann | ELECTED MANAGER | 2020-06 | — not seen at a tracked firm |
| WALTRICH, KELLY, LYNN | ELECTED MANAGER | 2020-06 | — not seen at a tracked firm |
| VANNEMAN, JOHN, RUSSEL | CHIEF INVESTMENT OFFICER/PRESIDENT/ELECTED MANAGER · CHIEF INVESTMENT OFFICER/ELECTED MANAGER · CHIEF INVESTMENT OFFICER | 2019-03 | First National Advisers, LLC |
| COOK, DEAN, WILLIAM | CHIEF EXECUTIVE OFFICER/ELECTED MANAGER | 2019-03 | — not seen at a tracked firm |
| RAWLINS, GREGORY, JAMES | CHIEF OPERATING OFFICER/ELECTED MANAGER | 2019-03 | — not seen at a tracked firm |
| KENDALL, CORY, JAMES | ELECTED MANAGER | 2019-03 | — not seen at a tracked firm |
| CLARKE, TODD, PATRICK | ELECTED MANAGER · CEO/ELECTED MANAGER · CEO/MANAGER · PRESIDENT/MANAGER | 2018-07 | — not seen at a tracked firm |
| KULLMAN, JUSTIN, EUGENE | CHIEF OPERATING OFFICER | 2018-07 | — not seen at a tracked firm |
| BISCHOFF, BRUCE, DEAN | ELECTED MANAGER | 2018-07 | — not seen at a tracked firm |
| NIELSEN, BRIAN, SPENCER | SECRETARY · GENERAL COUNSEL/SECRETARY | 2017-10 | — not seen at a tracked firm |
| BURNS, MICHAEL, ROY | ELECTED MANAGER | 2017-10 | — not seen at a tracked firm |
| CROCKETT, TODD, RICHARD | ELECTED MANAGER | 2017-10 | — not seen at a tracked firm |
| MADDOX, CLARA, ELIZABETH | ELECTED MANAGER | 2017-10 | — not seen at a tracked firm |
| KUBIE, SCOTT, RICHARD | VICE PRESIDENT/CHIEF STRATEGIST · EXECUTIVE VICE PRESIDENT/CHIEF STRATEGIST | 2016-11 | — not seen at a tracked firm |
| MIOLA, MICHAEL | MANAGER | 2015-03 | — not seen at a tracked firm |
| ANDERSON, JAMES, DUANE | CHIEF SYSTEMS OFFICER · CHIEF INFORMATION OFFICER | 2014-08 | — not seen at a tracked firm |
| LUDLOW, JOHN, WALLACE | CHIEF OPERATIONS OFFICER | 2013-03 | — not seen at a tracked firm |
| CLARKE, WARREN, PATRICK | MANAGER | 2012-10 | — not seen at a tracked firm |
| MCCASH, DOUGLAS, EDWARD | CHIEF COMPLIANCE OFFICER | 2012-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
