CIK 1800938
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| SQUARCIA, PAUL, ANDREW | FOUNDING PARTNER AND CCO | 2017-02 | <5% ·◆ |
| WALLIN, ERIK, RANDALL | LEAD ADVISOR | 2019-07 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2017-02 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|
| DOUMA, TODD, MACARTHUR | LEAD ADVISOR · PRINCIPAL & SENIOR ADVISER | 2020-08 | TMD Wealth Management, LLC |
| ABBASS, SUSAN, ELAINE | CHIEF COMPLIANCE OFFICER | 2020-08 | — not seen at a tracked firm |
| LYONS, GAVIN, DAVID | CHIEF OPERATING OFFICER | 2020-08 | TMD Wealth Management, LLC |
| NEELEY, STEVEN, EUGENE | CHIEF INVESTMENT OFFICER | 2020-08 | — not seen at a tracked firm |
| COREY, HOWARD, PERKINS | CHIEF OPERATING OFFICER | 2018-08 | — not seen at a tracked firm |
| Desmarais, Pamela, Anne | CHIEF OPERATING OFFICER | 2017-09 | Rokos Capital Management LLP |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
