CIK 1799883
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PARMAR, KUSH, M | MEMBER, 5AM VENTURE MANAGEMENT, LLC | 2016-01 | 50–75% ·◆ |
| SCHWAB, ANDREW, JAMES | MEMBER, 5AM VENTURE MANAGEMENT LLC | 2006-04 | 50–75% ·◆ |
| DANIEL, LAUREN, ALISON | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 2024-08 | <5% ·◆ |
| KELLY, JOHN, RYAN | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 2025-04 | <5% ·◆ |
| YAEGER, ANNA, COSSLETT | CHIEF INVESTMENT OFFICER | 2026-02 | <5% ·◆ |
| 5AM OPPORTUNITIES MANAGEMENT (GP), LLCentity | GENERAL PARTNER | 2024-10 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| STONE, PAUL, A | PARTNER, CHIEF LEGAL OFFICER · PARTNER, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| LUCIA, REBECCA, LYNN | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, 5AM VENTURE MANAGEMENT LLC · CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, 5AM VENTURE MANAGEMENT LLC · CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER , 5AM VENTURE MANAGEMENT LLC · CHIEF FINANCIAL OFFICER, 5AM VENTURE MANAGEMENT LLC | 2024-03 | — not seen at a tracked firm |
| BLACHMAN, GALYA, D | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, 5AM VENTURE MANAGEMENT, LLC | 2023-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
