CIK 1794198
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DENISULK, CHRISTOPHER, MICHAEL | SENIOR VICE PRESIDENT | 2022-01 | 10–25% ·◆ |
| NOLAN, DANIEL, PAUL | CEO AND PRESIDENT | 2022-01 | 10–25% ·◆ |
| VET, JR., JOSEPH, NEWTON | SENIOR VICE PRESIDENT, COO AND CCO | 2022-01 | 10–25% ·◆ |
| LEONARD, SEAN, MICHAEL | CHIEF INVESTMENT OFFICER | 2022-01 | 5–10% ·◆ |
| REESE, SUSAN, M | SENIOR VICE PRESIDENT | 2022-01 | 5–10% ·◆ |
| RUTNIK, DANIEL, JOSEPH | CHAIRMAN | 2022-01 | 5–10% ·◆ |
| STONE, SHELLY, LYNNE | SENIOR VICE PRESIDENT |
| 2023-01 |
| <5% ·◆ |
| WHITTET, RENEE, M. | CHIEF FINANCIAL OFFICER | 2022-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HENNES, ROBERT, TAFT | SENIOR VICE PRESIDENT · DIRECTOR · MANAGING DIRECTOR | 2024-11 | — not seen at a tracked firm |
| MITCHELL, JOSEPH, DONALD | SENIOR VICE PRESIDENT · ACCOUNT MANAGER | 2024-11 | — not seen at a tracked firm |
| CURRAN, DANIEL, JOSEPH | VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| MCMAHON, LYSA, KRAMER | SENIOR VICE PRESIDENT · VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| SABA, KIM, CARLA | VICE PRESIDENT · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| SUMMERSON, ROZANNE, MARY | VICE PRESIDENT · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| MITCHELL, MICHAEL, JOSEPH | VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| OLSEN, DEREK, G. | SENIOR VICE PRESIDENT · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| HARRIS, JEFFREY, GEORGE | SENIOR VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| LOPEZ, KARIN, JEANNE | SENIOR VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| ROCAS, ROBERTA, JEAN | VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| VOLLMER, MARISSA, ELAINE | VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| LAMOUTTE, KEITH, MARTIN | SENIOR VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| MALLON, LAUREN, SMITH | VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| LASCH, ALICIA, DUGAN | VICE PRESIDENT | 2024-11 | — not seen at a tracked firm |
| BROWN, CHARLES, ALAN | DIRECTOR · VICE PRESIDENT | 2022-11 | — not seen at a tracked firm |
| MCKNIGHT, C. DIANNE | DIRECTOR · VICE PRESIDENT | 2022-11 | — not seen at a tracked firm |
| JOHNSON, HUGH, ALBERT | CHIEF ECONOMIST · CHIEF INVESTMENT OFFICER | 2021-11 | — not seen at a tracked firm |
| HALLIDAY, ANDREW, WALTER | CHIEF OPERATING OFFICER | 2019-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
