CIK 1784260
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BOUET, CHRISTIAN, LOUIS RENE | DIRECTOR | 2019-11 | <5% ·◆ |
| COLEMAN, CHRISTOPHER, LEWIS | DIRECTOR | 2016-08 | <5% ·◆ |
| CULLEN, BENEDICT, JOHN STEPHEN | DIRECTOR | 2024-05 | <5% ·◆ |
| HUDSON, SUSAN, BEVERLY | DIRECTOR | 2023-07 | <5% ·◆ |
| KING, JOHN, ANDREW | DIRECTOR | 2022-03 | <5% ·◆ |
| MACPHEE, ALEXANDER, ARNOLD | DIRECTOR | 2020-01 | <5% ·◆ |
| MORRELL, JAMES, KENT | CHIEF EXECUTIVE OFFICER | 2026-01 | <5% ·◆ |
| O'HAGAN, TARA, KRISTEN | CHIEF COMPLIANCE OFFICER | 2023-06 | <5% ·◆ |
| POWELL, GARY, ALAN | DIRECTOR | 2013-01 | <5% ·◆ |
| WATSON, HELEN, JANET | DIRECTOR | 2015-09 | <5% ·◆ |
| WESTCOTT, JONATHAN | DIRECTOR | 2020-01 | <5% ·◆ |
| ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SASentity | DIRECT OWNER | 2022-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MALIK, JOHN, KUMAR | DIRECTOR, COO · CHIEF OPERATIONS OFFICER | 2023-06 | — not seen at a tracked firm |
| Newbury, Warwick, John | DIRECTOR | 2023-06 | — not seen at a tracked firm |
| CHANA, HARDEEP, KAUR | CCO | 2023-03 | — not seen at a tracked firm |
| TROOP, MELANIE, ANN | CCO | 2020-12 | — not seen at a tracked firm |
| O'SHAUGHNESSY, ANNA, FRANCES GRACE | HEAD OF COMPLIANCE | 2020-06 | — not seen at a tracked firm |
| TRUEMAN, KIM, ELAINE | CCO | 2020-04 | — not seen at a tracked firm |
| JOHNSON, GARETH, EDWARD MORGAN | DIRECTOR | 2018-11 | — not seen at a tracked firm |
| DODDS, JOHN, ALEXANDER | CHIEF COMPLIANCE OFFICER | 2016-11 | — not seen at a tracked firm |
| KARY, MARK, ROBERT | DIRECTOR · HEAD OF WEALTH MANAGEMENT UK | 2015-04 | — not seen at a tracked firm |
| CAPEL-CURE, HUGO | HEAD OF INVESTMENT MANAGEMENT | 2014-04 | — not seen at a tracked firm |
| BARRETT, MARY, FRANCINE | CHIEF COMPLIANCE OFFICER | 2012-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
