CIK 1776792
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Odom, Amy, Enith | CHIEF COMPLIANCE OFFICER | 2026-06 | <5% ·◆ |
| ORANGE STREET HOLDINGS INCentity | SHAREHOLDER | 2012-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KEEFE, KEVIN MICHAEL | PRESIDENT, CHIEF OPERATIONS OFFICER, AND CEO · PRESIDENT AND CEO | 2024-10 |
| INDEPENDENT FINANCIAL GROUP, LLC |
| Bowman, Timothy, Joseph | CHIEF FINANCIAL OFFICER/FINOP | 2024-10 | — not seen at a tracked firm |
| LEGACY, ELIZABETH, ANNE | CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| RAKERD, MATTHEW, DWAYNE | CHIEF GROWTH & OPERATIONS OFFICER · CHIEF GROWTH OFFICER · DIRECTOR/CHIEF OPERATIONS OFFICER · DIRECTOR · CHIEF COMPLIANCE OFFICER · PRINCIPAL | 2024-07 | — not seen at a tracked firm |
| BARRAGAN, JOHN, ARTHUR | CHIEF OPERATION OFFICER & CHIEF COMPLIANCE OFFICER · CHIEF OPERATION OFFICER | 2024-07 | — not seen at a tracked firm |
| SCHULTZ, BARRETT, OLIVER | PRESIDENT AND CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2024-04 | — not seen at a tracked firm |
| OCONNOR, MICHAEL, M | CHIEF FINANCIAL OFFICER/FINOP | 2024-04 | — not seen at a tracked firm |
| PRIMUS, EMILIO, BATTISTA | CHIEF OPERATION OFFICER | 2023-04 | — not seen at a tracked firm |
| REILING, CHARLES, FRANCIS | PRESIDENT/CHAIRMAN · PRESIDENT · CHIEF LEGAL OFFICER/CHIEF FINANCIAL OFFICER | 2022-03 | — not seen at a tracked firm |
| SKINNER, FRANCIS, J | CHIEF LEGAL OFFICER · CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | 2022-03 | — not seen at a tracked firm |
| Monahan, David, James | CHIEF FINANCIAL OFFICER | 2022-03 | — not seen at a tracked firm |
| Gilman, Candice, Lee | CHIEF COMPLIANCE OFFICER | 2021-10 | SOFI WEALTH, LLC |
| RICHARDS, STEVEN, MICHAEL | NATIONAL SALES MANAGER/DIRECTOR · NATIONAL SALES MANAGER | 2019-03 | — not seen at a tracked firm |
| PICCIRILLI, JOSEPH, ANTHONY | CHIEF FINANCIAL OFFICER | 2015-10 | — not seen at a tracked firm |
| DONNELLY, MICHAEL, EDWARD | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
