CIK 1768130
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-19). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-19. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CHILDS, DEREK, DANIEL | DIRECTOR OF WEALTH MANAGEMENT | 2009-05 | <5% ·◆ |
| HORTON, RANDALL, WYATT | DIRECTOR OF PUBLIC INVESTMENTS | 2013-04 | <5% ·◆ |
| HOWARD, JAMES, N | CHAIRMAN | 1994-01 | <5% ·◆ |
| HOWARD, JOHN, T | MANAGING DIRECTOR / CCO | 2004-04 | <5% ·◆ |
| HOWARD, STEPHEN, JAMES | DIRECTOR OF PRIVATE INVESTMENTS | 2011-10 | <5% ·◆ |
| Smiley, Lisa | DIRECTOR OF FUND OPERATIONS | 2001-03 | <5% ·◆ |
| THE JAMES 1991 IRREVOCABLE TRUST, STEPHEN HOWARD, TRUSTEEentity | LIMITED PARTNER | 2004-04 | 25–50% ·◆ |
| THE THOMAS 1991 IRREVOCABLE TRUST, JOHN HOWARD, TRUSTEEentity | LIMITED PARTNER | 2004-04 | 25–50% ·◆ |
| HOWARD FINANCIAL, INC.entity | GENERAL PARTNER | 2004-04 | <5% ·◆ |
| APACHE ACQUISITIONS, LTD.entity | LIMITED PARTNER | 2009-05 | 10–25% |
| FOUNTAINHEAD WEALTH, LPentity | LIMITED PARTNER | 2013-04 | 10–25% |
| LISA SMILEY P.C.entity | LIMITED PARTNER | 2001-03 | 10–25% |
| GV LIMESTONE, LPentity | LIMITED PARTNER | 2013-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DOWLING, SHAUN, MICHAEL | DIRECTOR OF FINANCIAL PLANNING | 2024-12 | — not seen at a tracked firm |
| HODGES, RACHEL, KAY | CCO | 2024-12 | — not seen at a tracked firm |
| RAMSEY, JEFFREY, E | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 2021-05 | Quotient Wealth Partners, LLC |
| CHAMBERLAIN, BRITON, MICHAEL | CHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONS | 2017-02 | — not seen at a tracked firm |
| STUTEVILLE, THERESA, MARIE | CHIEF COMPLIANCE OFFICER | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
