CIK 1767715
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BRIER, JOSHUA, I | COO | 2022-08 | <5% ·◆ |
| CIOTOLI, MELISSA, A | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | 2021-07 | <5% ·◆ |
| GELB, RACHEL, MARYN | MANAGING DIRECTOR - CHRO | 2021-07 | <5% ·◆ |
| GOLDBERG, GERALD, BARRY | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | 2016-08 | <5% ·◆ |
| GOLDBERG, JOSHUA, SAMUEL | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | 2023-06 | <5% ·◆ |
| GREEN, MICHAEL, LAWRENCE | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | 2022-07 | <5% ·◆ |
| HOTALING, BRUCE, T |
| 2023-04 |
| <5% ·◆ |
| KARADIMAS, PETER, AUGUSTUS | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | 2019-01 | <5% ·◆ |
| LEPORE, MICHAEL, JOSEPH | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | 2016-08 | <5% ·◆ |
| MCBRIDE, JOSEPH, BERNARD | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | 2019-01 | <5% ·◆ |
| MCDONALD, CLAIRE, FOSTER | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | 2016-08 | <5% ·◆ |
| YOLLES, JONATHAN, STUART | PRESIDENT OF PRIVATE CLIENT SERVICES & CO- FOUNDER | 2016-08 | <5% ·◆ |
| CADENA, ROSA, DIANA | CHIEF COMPLIANCE OFFICER | 2023-03 | <5% |
| COHEN, AARON | MANAGING DIRECTOR AND CO-FOUNDER | 2023-03 | <5% |
| GIVENTER, CRAIG, MITCHELL | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | 2023-03 | <5% |
| MARSDEN, VINCENT, JOHN | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | 2023-03 | <5% |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2016-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BATTEN, LEE, CHARLES | DIRECTOR OF PERFORMANCE REPORTING | 2022-11 | — not seen at a tracked firm |
| DELMORE, BRENDA, YVETTE | DIRECTOR OF CLIENT SERVICES | 2022-11 | — not seen at a tracked firm |
| REILLY, SHANE | DIRECTOR OF INVESTMENT RESEARCH | 2022-11 | — not seen at a tracked firm |
| DUNCAN, WENDY, ELIZABETH | DIRECTOR OF CLIENT SERVICES | 2022-11 | — not seen at a tracked firm |
| ATALLAH, JEAN-PAUL | CHIEF COMPLIANCE OFFICER | 2022-03 | Relyea Zuckerberg Hanson LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
