CIK 1767601
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BOKHART, JESSICA, LYNN | SENIOR FINANCIAL PLANNER | 2016-01 | 25–50% ·◆ |
| THOMPSON, KYLE, B | SENIOR FINANCIAL PLANNER | 2016-01 | 25–50% ·◆ |
| ERVIN, KEVIN, JAY | SENIOR FINANCIAL PLANNER | 2001-10 | 10–25% ·◆ |
| FISCHER, KATIE, JO | CHIEF COMPLIANCE OFFICER/SENIOR FINANCIAL PLANNER | 2018-06 | 10–25% ·◆ |
| ROBERTS, PATRICK, KYLE | MANAGING PARTNER | 2022-01 | 10–25% ·◆ |
| Williams, Aaron, Randel Paul | SENIOR FINANCIAL PLANNER | 2022-01 | 10–25% ·◆ |
| ANGEL, AUSTIN, B | SENIOR FINANCIAL PLANNER |
| 2026-01 |
| 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WOODWARD, TIMOTHY, BRAD | CHIEF COMPLIANCE OFFICER · OWNER | 2018-03 | — not seen at a tracked firm |
| BELL, BRADLEY, S. | MEMBER | 2015-07 | — not seen at a tracked firm |
| GROSS, HOWARD, I. | MEMBER | 2014-03 | — not seen at a tracked firm |
| EICHENBERGER, STEVEN, A. | MEMBER | 2014-03 | — not seen at a tracked firm |
| REED, STEVEN, W. | MEMBER | 2014-03 | — not seen at a tracked firm |
| BIRK, JEFFREY, W. | MEMBER | 2013-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
