CIK 1767349
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| SHAVER, BRETT, MICHAEL | PRESIDENT | 2016-09 | 50–75% ·◆ |
| GERARD, PAUL, JEFFREY | CHAIRMAN | 2008-01 | 5–10% ·◆ |
| BULLINGER, ERICA, Susan | COO AND CCO | 2025-05 | <5% ·◆ |
| MOSELEY, RICHARD, MICHAEL | SENIOR WEALTH MANAGER | 2021-03 | <5% ·◆ |
| BANSAL, TARA, CONTI | CHIEF PEOPLE OFFICER | 2025-09 | <5% |
| HANLEY, DANIEL, JOHN | WEALTH MANAGER | 2025-09 | <5% |
| HEYMSFELD, JOEL | CHIEF INVESTMENT OFFICER | 2009-01 | <5% |
| ESTATE OF ANTONIO O. ELMALEH |
| MEMBER |
| 2021-03 |
| 10–25% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HERST, ADOLF, LAWRENCE | PRESIDENT | 2021-03 | — not seen at a tracked firm |
| KUFTA, WILLIAM, LOUIS | MANAGING DIRECTOR | 2021-03 | — not seen at a tracked firm |
| KUZNIACKI, ROBERT, CURTIS | MEMBER · CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER · PARTNER AND CHIEF OPERATING OFFICER · MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER | 2021-03 | — not seen at a tracked firm |
| GOLDMAN, DANIEL, JAY | MANAGING DIRECTOR | 2021-02 | — not seen at a tracked firm |
| RUSSYK, WALTER, W. | CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
| STRIBLEY, RONALD, KITCHENER | MANAGING DIRECTOR | 2016-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
