CIK 1767141
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2024-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CHENG, KELVIN, ZEN TAK | MEMBER · SENIOR VICE PRESIDENT | 2023-03 | — not seen at a tracked firm |
| Faria, Pedro, de Andrade | MEMBER | 2023-03 | — not seen at a tracked firm |
| MUFAREJ, EDUARDO, SILVEIRA | MEMBER | 2023-03 | — not seen at a tracked firm |
| BERGAMO KENWORTHY, FABIO | CHIEF OPERATING OFFICER | 2022-03 | — not seen at a tracked firm |
| HILLER, JEFFREY | CHIEF COMPLIANCE OFFICER | 2021-03 | Ascension Asset Management LLC |
| TSE, SU YEN | CHIEF OPERATING OFFICER | 2021-03 | — not seen at a tracked firm |
| Bailey, Amanda, Jean | CHIEF COMPLIANCE OFFICER | 2020-03 | — not seen at a tracked firm |
| WILKIN, IAN, WILLIAM | CHIEF FINANCIAL OFFICER | 2020-03 | — not seen at a tracked firm |
| WOLFSON, BRUCE, ALAN | GENERAL COUNSEL | 2020-03 | — not seen at a tracked firm |
| MCGRATH, THOMAS, EDWARD | CHIEF COMPLIANCE OFFICER | 2018-04 | — not seen at a tracked firm |
| Paduck, Heather | CHIEF FINANCIAL OFFICER | 2018-04 | — not seen at a tracked firm |
| AULIS, ERWIN, K | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER OF NORTHWOOD INVESTORS LLC | 2016-04 | — not seen at a tracked firm |
| SULLIVAN, MICHAEL, P | CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
