CIK 1763409
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ECCLES, CLISTA, HOPE | TRUSTEE | 2015-01 | 25–50% ·◆ |
| ECCLES, KRISTINE, LIFFERTH | TRUSTEE | 2024-12 | 25–50% ·◆ |
| ECCLES, SPENCER, PETERSON | MANAGING DIRECTOR | 2015-01 | 25–50% ·◆ |
| QUARLES, RANDAL, KEITH | CHAIRMAN/TRUSTEE | 2022-01 | 25–50% ·◆ |
| CHECKETTS, DAVID, WAYNE | MANAGER, CHAIRMAN | 2025-10 | <5% ·◆ |
| Checketts, Andrew, Larry | MANAGER | 2025-10 | <5% ·◆ |
| ECCLES, KATHERINE, ANN | TRUSTEE | 2024-03 | 5–10% |
| ECCLES, LISA, ELLEN | MEMBER | 2015-01 | 5–10% |
| ECCLES, SPENCER, FOX | MEMBER | 2024-02 | <5% |
| LEE, RICHARD, GRANT | CHIEF FINANCIAL OFFICER | 2020-02 | <5% |
| PAXMAN, ALYSON, NICOLE | CHIEF ADMINISTRATIVE OFFICER/DIRECTOR OF CLIENT EXPERIENCE | 2023-10 | <5% |
| TERAN, EMILY, MARVA | CHIEF COMPLIANCE OFFICER | 2021-01 | <5% |
| WINTER, ELYSE, BRITTNY | CHIEF PEOPLE OFFICER | 2024-10 | <5% |
| CHECKETTS SPORTS CAPITAL, LLCentity | MEMBER | 2025-10 | 50–75% ·◆ |
| CYNOSURE SPORTS, LLCentity | MEMBER | 2025-10 | 50–75% ·◆ |
| RANDAL QUARLES AND HOPE ECCLES LEGACY TRUSTentity | TRUST | 2024-12 | 25–50% ·◆ |
| SPENCER P ECCLES AND KRISTINE L ECCLES GST LEGACY TRUSTentity | TRUST | 2024-12 | 25–50% ·◆ |
| KATIE ECCLES BURNETT GST TRUSTentity | TRUST | 2024-03 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Scruggs, Herbert, Eugene | MANAGING DIRECTOR/MEMBER | 2023-07 | — not seen at a tracked firm |
| TAYLOR, RICHARD, KEITH | MANAGING DIRECTOR/MEMBER | 2023-07 | — not seen at a tracked firm |
| BRAITHWAITE, ANDREW, ROBERT | MANAGING DIRECTOR · VICE PRESIDENT/MEMEBER | 2023-07 | — not seen at a tracked firm |
| HUNTER, DAVID, REED | MANAGING DIRECTOR/HEAD OF INVESTOR RELATIONS | 2023-07 | — not seen at a tracked firm |
| DICARO, SOPHIA, MASAMI | CHIEF COMPLIANCE OFFICER | 2020-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
