CIK 1759578
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CRUMLY, KEVIN, WAYNE | CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER AND WEALTH ADVISOR | 2011-01 | 50–75% ·◆ |
| GREEN, TODD, CHARLES | SHAREHOLDER | 2022-06 | 10–25% ·◆ |
| NORRIS, SCOTT, MICHAEL | CHIEF EXECUTIVE OFFICER AND WEALTH ADVISOR | 2018-01 | 10–25% ·◆ |
| CANTRALL, WARD, DOUGLAS | WEALTH ADVISOR | 2025-01 | 5–10% ·◆ |
| CRUMLY, DAVID, ANDREW | SECRETARY AND TREASURER | 2022-01 | 5–10% ·◆ |
| CRUMLY, ERIN, MICHELLE | PRESIDENT AND WEALTH ADVISOR | 2022-01 | 5–10% ·◆ |
| JOHNSON, BRIDGET, KATHLEEN |
| CHIEF COMPLIANCE OFFICER |
| 2025-02 |
| <5% ·◆ |
| GOTSIS, COLLEEN, MARIE | SHAREHOLDER | 2025-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BABIAK, COURTNEY, JANE | CHIEF OPERATING OFFICER | 2021-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
