CIK 1755028
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PATTYN, STEVEN, JAMES | PARTNER, CHIEF INVESTMENT OFFICER | 2018-08 | 50–75% ·◆ |
| BURKLEY, ROBERT, BENJAMIN | CHIEF OPERATING OFFICER AND PARTNER | 2018-08 | 5–10% ·◆ |
| LEBOWITZ, BRANDON, JOSHUA | PARTNER | 2021-09 | 5–10% ·◆ |
| FLAHERTY, LISA, MARY | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 2018-08 | <5% ·◆ |
| PATTYN, CAROL, RUBY | TRUSTEE OF STEVEN PATTYN FAMILY TRUST DATED 3/31/2022 | 2022-07 | 10–25% |
| PATTYN, ELIZABETH, KIERNAN | TRUSTEE OF STEVEN PATTYN FAMILY TRUST DATED 3/31/2022 | 2022-07 | 10–25% |
| YAUPON CAPITAL MANAGEMENT GP LLCentity | GENERAL PARTNER | 2018-08 | <5% ·◆ |
| STEVEN PATTYN FAMILY TRUST DATED 3/31/2022entity | PARTNER | 2022-07 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
