CIK 1751412
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-27). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-27. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CARTER, ROGER, ASHTON | LIMITED PARTNER AND MANAGING DIRECTOR | 2017-05 | 25–50% ·◆ |
| BEATSON, JOHN, HERBERT | LIMITED PARTNER, CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | 2022-01 | 10–25% ·◆ |
| CARTER, JOSHUA, ROGER | LIMITED PARTNER | 2017-05 | 10–25% ·◆ |
| EDGREN, DONALD, BRADFORD | LIMITED PARTNER AND MANAGING DIRECTOR | 2017-05 | 10–25% ·◆ |
| RINGER, HANSEN, N | LIMITED PARTNER, MANAGING DIRECTOR | 2024-01 | 10–25% ·◆ |
| Rencher, Mitchell, John | LIMITED PARTNER, MANAGING DIRECTOR | 2024-01 | <5% ·◆ |
| KESSEL, JOSEPH, KEITH | CHIEF COMPLIANCE OFFICER | 2026-04 | <5% |
| SEPIO CAPITAL HOLDINGS, LLCentity | GENERAL PARTNER (HOLDING COMPANY) | 2017-05 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GILLESPIE, STACEY, JEAN | CHIEF COMPLIANCE OFFICER | 2024-11 | Avestar Capital, LLC, Alpine Global Management, LLC |
| Wisan, Bryce, Richard | CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| PERRUZZI, YULIA, NMN | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER | 2021-09 | Almitas Capital LLC |
| WINN, CHRISTOPHER, EDWARD | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER · MEMBER AND INTERIM CCO | 2017-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
