CIK 1743404
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-12). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-12. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| COOKSEY, JOSHUA, RYAN | COO | 2025-09 | <5% ·◆ |
| Florence, Jarrod, Dale | PRESIDENT | 2022-02 | <5% ·◆ |
| MANN, KYLE, MICHAEL | CEO | 2025-10 | <5% ·◆ |
| PUGSLEY, MARC, JAMES | CHIEF COMPLIANCE OFFICER | 2024-11 | <5% |
| THE BRYON AND KIRSTEN RICE REVOCABLE TRUST DTD APRIL 15, 2013entity | OWNER | 2015-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| RICE, BRYON | OWNER / CEO · PARTNER | 2024-11 | — not seen at a tracked firm |
| REITAN, EMILY, SUZANNE | COO | 2024-11 | — not seen at a tracked firm |
| C'DEBACA, ERNEST, JOHN | CLO & CCO · COO, CLO & CCO · CCO & CLO · CHIEF COMPLIANCE OFFICER | 2024-10 | Walser Wealth Management Company, A Ltd Liability Co |
| biagini, daniel, clifford | CHIEF DISTRIBUTION OFFICER | 2021-09 | — not seen at a tracked firm |
| WHELESS, DANIEL, RYAN | PRESIDENT | 2019-02 | — not seen at a tracked firm |
| JUNIOR, JEFFREY, BRENT | PARTNER · PARTNER / CCO | 2018-07 | Trajan Wealth LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
