CIK 1740642
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| EVANS, MICHAEL, MARK | EXECUTIVE CHAIRMAN | 1993-03 | 25–50% ·◆ |
| JACKSON, KRISTEN, EVANS | PRESIDENT AND CEO | 2006-03 | 25–50% ·◆ |
| EVANS, PATRICK, T | SENIOR WEALTH MANAGER | 2021-12 | 25–50% |
| Evans, Shawn, Michael | SENIOR VICE- PRESIDENT, FINANCE | 2021-12 | 25–50% |
| FERRARO, JOHN, S | SENIOR VICE PRESIDENT | 1998-07 | <5% |
| LOCH, MICHAEL, CHARLES | VP CHIEF COMPLIANCE OFFICER | 1998-07 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CONWAY, BRIAN, WILLIAM | VICE PRESIDENT | 2019-03 | — not seen at a tracked firm |
| PFEFFER, TERRY, LEE | SR VICE PRESIDENT | 2017-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
