CIK 1738728
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-20). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-20. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2017-06 | <5% ·◆ |
| AYLWARD, GEORGE, ROBERT | CHIEF EXECUTIVE OFFICER | 2017-06 | <5% ·◆ |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 2023-11 | <5% ·◆ |
| SANSOTERRA, MICHAEL, ANTHONY | CHIEF INVESTMENT OFFICER | 2015-05 | <5% ·◆ |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT | 2021-05 | <5% ·◆ |
| CARNEY, MATTHEW, B | CHIEF COMPLIANCE OFFICER | 2021-07 | <5% |
| VIRTUS PARTNERS, INC.entity | SHAREHOLDER | 2018-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HILLS, WENDY, JACQUELINE | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2023-03 | — not seen at a tracked firm |
| ROSSON, JOSIE, CLEMONS | CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| WALTMAN, FRANCIS, GEORGE | EXECUTIVE VICE PRESIDENT | 2020-06 | — not seen at a tracked firm |
| FLYNN, MARK, STEPHEN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2019-03 | — not seen at a tracked firm |
| PARIKH, ASHI, SARVABHAUM | CHIEF EXECUTIVE OFFICER | 2017-03 | Venturi Wealth Management, LLC |
| STEBBINS, JOHN, HOWARD | CHIEF FINANCIAL OFFICER | 2017-03 | — not seen at a tracked firm |
| TURNER, WILLIAM, AITKEN | CHIEF ADMINISTRATIVE OFFICER | 2017-03 | — not seen at a tracked firm |
| SCHNEIDAU, MARC, HALL | CO-CHIEF OPERATING OFFICER · CHIEF OPERATING OFFICER | 2017-03 | — not seen at a tracked firm |
| WAY, GEORGE, MICHAEL | C0-CHIEF OPERATING OFFICER | 2015-08 | — not seen at a tracked firm |
| ZAKEM, ROBERT, MICHAEL | GENERAL COUNSEL | 2015-05 | — not seen at a tracked firm |
| GUINTHER, CHRIS | CHIEF INVESTMENT OFFICER · PRESIDENT & CHIEF INVESTMENT OFFICER | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
