CIK 1737012
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Ostertag, Holly, K | CHIEF COMPLIANCE OFFICER | 2022-01 | <5% ·◆ |
| POEPL, JAMES, FRANCIS | PRESIDENT | 2015-11 | <5% ·◆ |
| Famularo, Nicholas, John | OWNER | 2026-06 | 10–25% |
| THE JACOB M POEPL REVOCABLE TRUST DATED 12/29/2016entity | MEMBER | 2026-06 | 25–50% ·◆ |
| THE JAMES F POEPL REVOCABLE TRUST DATED 12/29/2016entity | MEMBER | 2026-06 | 25–50% ·◆ |
| THE MATTHEW J POEPL REVOCABLE TRUST DATED 4/12/2017entity | MEMBER | 2026-06 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Poepl, Jacob, Michael | OWNER · MANAGING MEMBER | 2024-09 | — not seen at a tracked firm |
| Poepl, Matthew, John | OWNER · MANAGING MEMBER | 2024-09 | — not seen at a tracked firm |
| LUCKING, ANDREW, MICHAEL | CHIEF COMPLIANCE OFFICER | 2016-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
