CIK 1729985
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CERVANTES, STEVEN, MARK | CHIEF COMPLIANCE OFFICER | 2021-01 | <5% ·◆ |
| RETTICH, JEREMY, MATTHEW | CHIEF EXECUTIVE OFFICER | 2013-08 | <5% ·◆ |
| WEBB, JAMES, DAVID | CHIEF OPERATING OFFICER | 2013-08 | <5% ·◆ |
| VIRTUE FINANCIAL HOLDINGS, LLCentity | SOLE MEMBER | 2014-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SMITH, JEFFREY, ANDREW | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2020-10 | QTR Family Wealth, LLC |
| LUCAS, RENEE, ELIZABETH | CHIEF COMPLIANCE OFFICER | 2019-02 | — not seen at a tracked firm |
| SHEFFIELD, ANTHONY, WAYNE | CHIEF COMPLIANCE OFFICER | 2018-10 | — not seen at a tracked firm |
| MOORE, JASON, RUSSELL | CHIEF COMPLIANCE OFFICER | 2016-09 | — not seen at a tracked firm |
| RETTICH, MATTHEW, JOHN | MANAGER; CHIEF COMPLIANCE OFFICER | 2014-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
