CIK 1729854
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CROSSON, JOHN, FRANCIS | CHIEF EXECUTIVE OFFICER | 2024-02 | <5% ·◆ |
| STEELE, MICHAEL, A | CHIEF OPERATING OFFICER | 2021-07 | <5% ·◆ |
| URBANI, ALESSANDRO | MANAGING DIRECTOR | 2018-11 | <5% ·◆ |
| ZIENTEK, TARA, COLLEEN | HEAD OF PEOPLE | 2015-12 | <5% ·◆ |
| HIGGINS, ROSEANN | CHIEF COMPLIANCE OFFICER | 2024-02 | <5% |
| UP CAPITAL, LLCentity | SHAREHOLDER | 2024-02 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| REYNOLDS, JONATHAN, WILLIAM | MANAGER · MANAGING MEMBER · DIRECTOR | 2023-10 | FRANKLIN STREET ADVISORS INC /NC, Fifth Third Wealth Advisors LLC |
| KENNEDY, MICHAEL, FRANCIS | MANAGER · MANAGING MEMBER · DIRECTOR | 2023-10 | — not seen at a tracked firm |
| STROIK, CYNTHIA, ROSE | CHIEF COMPLIANCE OFFICER | 2023-10 | FRANKLIN STREET ADVISORS INC /NC |
| FRISCHER, LORI, MICHELLE | MANAGER | 2023-10 | FRANKLIN STREET ADVISORS INC /NC, Fifth Third Wealth Advisors LLC |
| MCKINSTRY, THOMAS, S | CHIEF INVESTMENT OFFICER, MANAGER · CHIEF INVESTMENT OFFICER, MANAGING MEMBER · CHIEF INVESTMENT OFFICER, DIRECTOR · CHIEF INVESTMENT OFFICER | 2023-10 | — not seen at a tracked firm |
| HEDGER, STEPHEN, SHAWN | MANAGER · MANAGING MEMBER · DIRECTOR | 2023-10 | — not seen at a tracked firm |
| GARRETT, KRISTINE, REED | MANAGER · MANAGING MEMBER · DIRECTOR | 2023-03 | — not seen at a tracked firm |
| SIMPSON, BRUCE, JOSEPH | CHIEF CLIENT OFFICER, MANAGER · CHIEF CLIENT OFFICER, MANAGING MEMBER · CHIEF CLIENT OFFICER, DIRECTOR · CHIEF CLIENT OFFICER | 2023-03 | — not seen at a tracked firm |
| HANNAHS, TIMOTHY, R | CHIEF OPERATING OFFICER, MANAGER · CHIEF OPERATING OFFICER, MANAGING MEMBER | 2022-10 | — not seen at a tracked firm |
| HULLS, DIANE, JEAN | CHIEF COMPLIANCE OFFICER | 2021-09 | — not seen at a tracked firm |
| MILTON, RICHARD, JASON | DIRECTOR OF BUSINESS MANAGEMENT, DIRECTOR · MANAGING DIRECTOR, DIRECTOR OF BUSINESS MANAGEMENT · MANAGING DIRECTOR, · MANAGING DIRECTOR, MEMBER | 2021-03 | — not seen at a tracked firm |
| WILSON, JEREMY, MARK | CHIEF COMPLIANCE OFFICER · CCO | 2020-01 | — not seen at a tracked firm |
| CAHN, JAMES, D | DIRECTOR | 2020-01 | — not seen at a tracked firm |
| LAMB, BRIAN, DARYL | DIRECTOR | 2019-08 | — not seen at a tracked firm |
| HOUSMAN, ERIC, BENJAMIN | DIRECTOR | 2019-08 | Fifth Third Wealth Advisors LLC |
| COOGAN, GERALD, BRADY | DIRECTOR | 2019-08 | — not seen at a tracked firm |
| HRABAK, ROBERT, JAMES | CIO & COO | 2017-12 | — not seen at a tracked firm |
| KEILEY, EDWARD, HAYES | CCO - AML OFFICER · CHIEF COMPLIANCE OFFICER | 2016-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
