CIK 1728866
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| KENNEDY, JAMES, ROY | MANAGING MEMBER | 2016-08 | 50–75% ·◆ |
| KENNEDY, AARON, NEAL | MEMBER | 2017-12 | 25–50% ·◆ |
| ROBINSON, ANGELA, NICOLE KENNEDY | MEMBER | 2017-12 | 25–50% ·◆ |
| DWYER, JOHN, KEITH | CHIEF COMPLIANCE OFFICER | 2025-07 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Kasting, Jonathan, G | CHIEF COMPLIANCE OFFICER | 2024-11 | Legacy Financial Advisors, Inc., REGIMEN WEALTH, LLC, Gaddis Premier Wealth Advisors LLC, Concentrum Wealth Management, First Trust Investment Solutions L.P., DDFG, Inc, Cornerstone Financial Group, LLC /NE/, M3 Wealth Management, LLC |
| BUSH, STEPHANIE, KIM | CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| ISHAM, JENNIFER, FAYE | CHIEF COMPLIANCE OFFICER | 2021-04 | — not seen at a tracked firm |
| FOOS, BRADLEY, DONALD | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · MANAGING MEMBER | 2018-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
