CIK 1724134
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DIALLO, AMADOU | CTO; DIR OF HUMAN RESOURCES (06/22), CCO | 2022-05 | <5% ·◆ |
| POMEGRANATE HOLDINGS, LLCentity | MANAGING AND SOLE MEMEBER | 2012-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2022-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HUTCHENS, MERIDITH, LOUISE | CHIEF INVESTMENT OFFICER | 2023-05 | — not seen at a tracked firm |
| MCPHERSON, KATHLEEN, MARGARET | CEO | 2023-03 | — not seen at a tracked firm |
| SHAVER, LEILA, MEHRIZI | CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| EVANS, DENISE, MARIE | CHIEF COMPLIANCE OFFICER | 2022-08 | — not seen at a tracked firm |
| Varela, Logan, Wood | PRESIDENT | 2022-08 | — not seen at a tracked firm |
| DEAN, STEPHEN, ODELL | CHIEF INVESTMENT OFFICER | 2022-08 | — not seen at a tracked firm |
| GALLANT, ANDRE, VINCENT | CHIEF FINANCIAL OFFICER AND CHIEF TECHNOLOGY OFFICER | 2022-03 | — not seen at a tracked firm |
| GALLANT, PIERRE, TELLEX | CHIEF EXECUTIVE OFFICER | 2022-03 | — not seen at a tracked firm |
| ROTH, MARK, DAVID | PRESIDENT · PRESIDENT, CCO | 2021-07 | — not seen at a tracked firm |
| MALONEY, MAUREEN, MELODEE | CHIEF COMPLIANCE OFFICER | 2021-05 | — not seen at a tracked firm |
| KLAASSEN, SCOTT, ALLEN | CHIEF OPERATIONS OFFICER | 2021-02 | — not seen at a tracked firm |
| TANG, ANDREW | EXECUTIVE VICE PRESIDENT | 2020-12 | — not seen at a tracked firm |
| NASR, SEYYED VALIALLAH | CHIEF EXECUTIVE OFFICER | 2020-11 | — not seen at a tracked firm |
| GUINAN, ROXANNA, MARIE | SENIOR VP BUSINESS DEVELOPMENT | 2020-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
