CIK 1721508
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2023-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PRANAV, DESAI, H. | CHIEF FINANCIAL OFFICER · CFO/CCO | 2021-07 | — not seen at a tracked firm |
| COES, RUFUS, PUTNAM | LIMITED PARTNER, OPERATIONS · CCO/COO/LIMITED PARTNER · CCO/COO | 2019-11 | — not seen at a tracked firm |
| CAPPIELLO, JAMES, MICHAEL | LIMITED PARTNER, ANALYST · DIRECTOR OF RESEARCH/LIMITED PARTNER · DIRECTOR OF RESEARCH | 2019-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
