CIK 1715593
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-25). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-25. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CSENGE, JOHN, LOUIS | MANAGING MEMBER/PRESIDENT | 2000-04 | 50–75% ·◆ |
| CAISSE, ERIC, JASON | PARTNER | 2017-11 | 10–25% ·◆ |
| Schmidtke, Michael, David | CHIEF COMPLIANCE OFFICER | 2024-12 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HUGHES, NOLAN, BLAKE | CHIEF COMPLIANCE OFFICER | 2024-12 | WOOSTER CORTHELL WEALTH MANAGEMENT, INC. |
| Ressler, Sander | CHIEF COMPLIANCE OFFICER | 2024-09 | — not seen at a tracked firm |
| STARKMAN, KRISTINE, ALANE | CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 2024-02 | IFP Advisors, Inc |
| SWENDIMAN, MATTHEW, ASHLEY | CHIEF COMPLIANCE OFFICER | 2023-07 | Crew Capital Management, Ltd, DEFINED WEALTH MANAGEMENT, LLC, ELEVATUS WELATH MANAGEMENT |
| DeMarco, John, Michael | CHIEF COMPLIANCE OFFICER | 2023-05 | Trajan Wealth LLC |
| WESTERN, BRENT, JAMES | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| CSENGE, STEPHEN, JAMES | PARTNER · MANAGING MEMBER - CCO · MANAGING MEMBER · CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| WITT, SARA, NOELLE | CHIEF COMPLIANCE OFFICER | 2019-09 | — not seen at a tracked firm |
| HUNTER, JENNIFER, LINHART | CHIEF COMPLIANCE OFFICER | 2018-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
