CIK 1709698
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AKINS, SCOTT, WILLIAM | SEINOR VICEPRESIDENT ANDGENERAL COUNSEL | 2023-07 | <5% ·◆ |
| Gullan, Leonard, Lawrence Curle | EVP, CHIEFOPERATING OFFICER | 2023-07 | <5% ·◆ |
| KAMURA, LARRY, TRISTON | VP, CHIEF COMPLIANCE OFFICER | 2023-07 | <5% ·◆ |
| MUNI, AMIT | CHIEF FINANCIALOFFICER | 2023-07 | <5% ·◆ |
| ROSS, JAIME, EMERSON | EXECUTIVE VICEPRESIDENT | 2023-07 | <5% ·◆ |
| CORIENT PRIVATE WEALTH LLCentity | OWNER | 2023-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KORNGOLD, ISIDORO | CHAIRMAN OF THE BOARD · MEMBER | 2023-07 | — not seen at a tracked firm |
| KAUTH, JOHN, LEO | CEO/CCO · CEO · MEMBER, CHIEF COMPLIANCE OFFICER | 2023-07 | — not seen at a tracked firm |
| LUTZ, CHARLES, DAY | PRESIDENT · COO · DIRECTOR CHIEF OPERATING OFFICER | 2023-07 | — not seen at a tracked firm |
| LAROSA, ALFREDO | EXECUTIVE VICE PRESIDENT | 2023-07 | — not seen at a tracked firm |
| HENNESSY, JOHN, MAURICE | VICE PRESIDENT BUSINESS DEVELOPMENT | 2023-07 | — not seen at a tracked firm |
| KORNGOLD, KENNETH, MARCK | VICE PRESIDENT | 2023-07 | — not seen at a tracked firm |
| OYERVIDES, MARISSA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT OF OPERATIONS · VICE PRESIDENT, HEAD OF OPERATIONS · VICE PRESIDENT, CCO | 2023-07 | — not seen at a tracked firm |
| Hunt, David, Lee | CHIEF COMPLIANCE OFFICER | 2021-07 | CYBER HORNET ETFs LLC |
| MANNIX, GAIL, CAROLYN | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2020-09 | Alaska Permanent Capital Management, LLC, Alaska Wealth Advisors, LLC |
| CHAVEZ, JAIME, ALBERTO | VICE PRESIDENT OF FINANCIAL PLANNING | 2017-03 | — not seen at a tracked firm |
| ROTH, MICHAEL, JOSEPH CARL | PRESIDENT | 2013-04 | — not seen at a tracked firm |
| ETH, ROGER, HARLAN | VICE PRESIDENT | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
