CIK 1706327
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-04). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-04. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LAWRENCE, ROBERT, LLOYD | SENIOR ADVISOR | 2012-11 | 5–10% ·◆ |
| WILLIAMS, ALBERT, WAYNE | MANAGING DIRECTOR | 2016-12 | 5–10% ·◆ |
| BURKE, LISA, MARIE | CHIEF COMPLIANCE | 2025-07 | <5% ·◆ |
| CRAWFORD, PATRICK, CAIN | MANAGING DIRECTOR | 2026-01 | <5% ·◆ |
| DOWELL, WILLIAM, F | MANAGING DIRECTOR | 2025-09 | <5% ·◆ |
| JOHNSON, BRANDON, CARROLL | ELECTED MANAGER & CEO | 2002-01 | <5% ·◆ |
| JOHNSON, WENDY, MARIE | GENERAL COUNSEL | 2016-01 | <5% ·◆ |
| KOONS, MARY, LOVE | MANAGING DIRECTOR | 2025-09 | <5% ·◆ |
| OFFICER HICKS, BRYANT | DIRECTOR OF OPERATIONS | 2022-07 | <5% ·◆ |
| KEFFELER, KRISTIN | CHIEF LEARNING OFFICER | 2021-12 | <5% |
| MCCONNELL, MARK, PETER | MANAGING DIRECTOR | 2022-07 | <5% |
| B&W HOLDINGS LLCentity | MEMBER | 2021-09 | 75%+ ·◆ |
| BRITISH COLONY INVESTMENT COMPANY, LLCentity | MEMBER | 2017-03 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
