CIK 1702122
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-06). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-06. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| EGGERS, BARRY, FRANCIS | MEMBER | 2005-08 | 10–25% ·◆ |
| MHATRE, RAVI, BRIAN | MEMBER | 2005-08 | 10–25% ·◆ |
| NIEH, PETER, YAO-PING | MEMBER | 2005-08 | 10–25% ·◆ |
| SOMAIA, BEJUL, PRADIP | MEMBER | 2025-01 | 5–10% ·◆ |
| ADAMS, JESSICA, ASHLEY | CHIEF COMPLIANCE OFFICER AND COUNSEL | 2024-07 | <5% ·◆ |
| CONNOR, RYAN, JONATHAN | CHIEF FINANCIAL OFFICER | 2025-03 | <5% ·◆ |
| HORTON, ROBERT, EUGENE | CHIEF OPERATING OFFICER | 2022-02 | <5% ·◆ |
| NISSENBERG, BRETT, ANDREW | GENERAL COUNSEL | 2017-05 | <5% ·◆ |
| ROMANO, MICHAEL, ROBERT | CHIEF BUSINESS OFFICER | 2022-01 | <5% ·◆ |
| SCHAEPE, CHRISTOPHER, JAMES | MEMBER | 2005-08 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
