CIK 1700481
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-22). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-22. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BLUE, JACQUELYN, KERRY | CHIEF OPERATING OFFICER | 2025-05 | <5% ·◆ |
| CUNNINGHAM, DONNA, MARIE | CHIEF COMPLIANCE OFFICER | 2023-07 | <5% ·◆ |
| Caruso, Candice, Marie | BOARD MEMBER | 2025-01 | <5% ·◆ |
| GISE, JAMES, ANDREW | BOARD MEMBER | 2025-01 | <5% ·◆ |
| HOPKINS, JAMIE, PATRICK | CHIEF WEALTH OFFICER | 2023-10 | <5% ·◆ |
| SCHNEIDER, ROBERT, JOSEPH | PRESIDENT, CHAIRMAN OF THE BOARD | 2019-12 | <5% ·◆ |
| WHALEN, SANDRA, LEE | BOARD MEMBER | 2025-01 | <5% ·◆ |
| YU, JASMINE, ZHONG | CHIEF INVESTMENT OFFICER | 2024-06 | <5% ·◆ |
| WSFS FINANCIAL CORP.entity | MEMBER | 2016-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BACCI, ARTHUR, JOHN | CHAIRMAN OF THE BOARD | 2024-11 | CYPRESS CAPITAL MANAGEMENT LLC |
| Clark, Stephen, Paul | BOARD MEMBER | 2024-11 | — not seen at a tracked firm |
| SPANGLER, GARRETT, COLE | BOARD MEMBER | 2024-11 | — not seen at a tracked firm |
| PETRUCCI, STEPHEN | BOARD MEMBER | 2024-11 | CYPRESS CAPITAL MANAGEMENT LLC |
| Wechsler, James, Joseph | BOARD MEMBER | 2023-03 | — not seen at a tracked firm |
| GELBER, HARRISON, RANDOLPH | CHIEF COMPLIANCE OFFICER | 2023-03 | CYPRESS CAPITAL MANAGEMENT LLC |
| MILLS, JEFFREY, D | CHIEF INVESTMENT OFFICER | 2023-03 | CYPRESS CAPITAL MANAGEMENT LLC |
| LEVENSON, RODGER | BOARD MEMBER | 2019-12 | — not seen at a tracked firm |
| WEST, MATTHEW, EDWARD | PRESIDENT AND BOARD MEMBER · PRESIDENT | 2019-09 | — not seen at a tracked firm |
| MARTIN, CHARLES, DANIEL | CHIEF COMPLIANCE OFFICER | 2019-03 | Antipodean Advisors LLC, BERKSHIRE ASSET MANAGEMENT LLC/PA |
| GERAGHTY, PAUL, DAVID | CHAIRMAN OF THE BOARD · BOARD MEMBER | 2018-06 | — not seen at a tracked firm |
| Canuso, Dominic, Christopher | BOARD MEMBER | 2018-06 | — not seen at a tracked firm |
| WETTERGREEN, TERRY, ANNE | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| Nagle, Joseph, William | TREASURER AND SECRETARY | 2017-03 | — not seen at a tracked firm |
| TOPOLEWSKI, CHRISTOPHER, JOSEPH | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| CZAPLICKI, DANE, FRANCIS | DIRECTOR OF RESEARCH | 2017-03 | — not seen at a tracked firm |
| GORDON, MARK, ANTHONY | CCO | 2016-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
