CIK 1697953
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-24). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-24. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HARDEN, DAVID, LEE | CEO | 2010-10 | <5% ·◆ |
| LORE, JOHN | CHIEF COMPLIANCE OFFICER | 2025-02 | <5% |
| SUMMIT GLOBAL, LLC.entity | OWNER | 2020-12 | 75%+ ·◆ |
| HARDEN CAPITAL, LLCentity | OWNER | 2010-10 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WERNER, ELISHA, ROCHELLE | CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| SUTTON, BRYCE, JAY | CHIEF OFFICER · MANAGING PARTNER; OWNER · CHIEF COMPLIANCE OFFICER; OWNER · DIRECTOR OF SALES; OWNER | 2024-09 | — not seen at a tracked firm |
| Moscony, Janaya | CHIEF COMPLIANCE OFFICER | 2024-09 | — not seen at a tracked firm |
| TULL, ROBERT, STANLEY | CHIEF COMPLIANCE OFFICER | 2024-07 | — not seen at a tracked firm |
| Doane, Carl | CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| DOANE, CARL | CHIEF COMPLIANCE OFFICER | 2024-01 | — not seen at a tracked firm |
| MESSEL, BRENT, GREGORY | CHIEF COMPLIANCE OFFICER | 2020-11 | — not seen at a tracked firm |
| CHRISTENSEN, LAURITZ, CROOKSTON | MEMBER | 2016-12 | — not seen at a tracked firm |
| JASTER, RICK, CAMERON | SENIOR PORTFOLIO MANAGER | 2016-04 | — not seen at a tracked firm |
| KENISON, MARK, LYNN | MEMBER · CHIEF COMPLIANCE OFFICER; OWNER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
