CIK 1696957
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-02-12). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-02-12. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BANET, TERRY, ELLEN | HEAD OF INVESTMENTS AND TRADING | 2012-01 | <5% ·◆ |
| FONG, ROGER, HOUNG-CHIU | CHIEF TECHNOLOGY OFFICER | 2007-02 | <5% ·◆ |
| MATTUS, STEVEN, VINCENT | CHIEF INVESTMENT OFFICER, GM OF DIGITAL WEALTH, CCO | 2023-07 | <5% ·◆ |
| MERCURIO, DANIEL, ARTHUR | CHIEF OPERATING OFFICER | 2024-12 | <5% ·◆ |
| SHA, MICHAEL, TAI | CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER | 2006-10 | <5% ·◆ |
| Salvi, Samir, Nitinkumar | CHIEF FINANCIAL OFFICER | 2021-08 | <5% ·◆ |
| NVEST, INC.entity | MEMBER | 2006-10 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ANCELJ, TONY, JOSEPH | HEAD OF LEGAL & CHIEF COMPLIANCE OFFICER · DEPUTY GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| BASKIR, MATTHEW, TODD | CHIEF COMPLIANCE OFFICER & COUNSEL | 2023-05 | — not seen at a tracked firm |
| Moreiro, Roberto | INTERIM CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| CHEN, AMY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 2021-08 | — not seen at a tracked firm |
| HELLER, ANNE, BENTON | CHIEF FINANCIAL OFFICER | 2021-03 | — not seen at a tracked firm |
| KALK, YULIA | INTERIM CHIEF COMPLIANCE OFFICER | 2018-11 | — not seen at a tracked firm |
| IAMSCICOVA, KATRINA | CHIEF COMPLIANCE OFFICER | 2017-04 | — not seen at a tracked firm |
| GUBIN, AARON | CHIEF COMPLIANCE OFFICER | 2014-10 | — not seen at a tracked firm |
| ARMSTRONG, JEREMY, NIEL | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| SADASIVAN, RAMA, (NMN) | DIRECTOR, BUSINESS DEVELOPMENT | 2013-04 | — not seen at a tracked firm |
| DICKINSON, JENNIFER, TRACEY | CHIEF COMPLIANCE OFFICER | 2013-04 | — not seen at a tracked firm |
| MCBRIDE, KATHRYN, SUSANNE | CHIEF COMPLIANCE OFFICER | 2012-04 | — not seen at a tracked firm |
| DENDULURI, ADITYA, KRISHNA | CHIEF COMPLIANCE OFFICER | 2012-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
