CIK 1695344
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CONOVER IV, CORNELIUS, BURROUGHS | SECRETARY-TREASURER | 2009-12 | <5% ·◆ |
| Post, Gregory, A | VICE PRESIDENT | 2020-10 | <5% ·◆ |
| VAN DER HEIDE, ERIC, JOEL | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 2016-04 | <5% |
| NORTHWEST FINANCIAL CORP.entity | SOLE MANAGING MEMBER | 2009-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PLAGGE, JEFF | VICE PRESIDENT · PRESIDENT | 2020-11 | — not seen at a tracked firm |
| LAUER, JOHN, GERARD | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
| ADAMS, RONALD, ROGER | VICE-PRESIDENT | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
