CIK 1682266
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CARNICK, CRAIG, EVANS | MANAGING DIRECTOR | 2016-04 | <5% ·◆ |
| KUBIK, DAVID, JAMES | PRESIDENT | 2016-04 | <5% ·◆ |
| KUBIK, NATHAN, JAMES | CHIEF EXECUTIVE OFFICER | 2016-04 | <5% ·◆ |
| Perez, Luis, George | CHIEF OPERATING OFFICER | 2024-03 | <5% ·◆ |
| RILEY, MARK, JAMES | CHIEF COMPLIANCE OFFICER | 2019-01 | <5% ·◆ |
| VAN KEULEN, WILLIAM, DAVID | EXECUTIVE VICE PRESIDENT | 2016-04 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER | 2016-04 |
| 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
