CIK 1680208
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ABDALLA, LAMIECE, ABDELGADIR | EXECUTIVE DIRECTOR | 2023-06 | <5% ·◆ |
| BOCK, KATHLEEN, CELESTE | NON-EXECUTIVE DIRECTOR | 2019-07 | <5% ·◆ |
| CLEBORNE, JONATHAN, GUY | CEO AND EXECUTIVE DIRECTOR | 2024-07 | <5% ·◆ |
| FANNING, BLAIR, JOHN | EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER | 2023-06 | <5% ·◆ |
| MCISAAC, CHRISTOPHER, DAVIS | CHAIRMAN AND NON- EXECUTIVE DIRECTOR | 2022-04 | <5% ·◆ |
| VASSELL, RICKY | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 2025-01 | <5% ·◆ |
| VANGUARD ASSET SERVICES LIMITED |
| STOCKHOLDER |
| 2010-05 |
| 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| COFFER, PHILIP, GRAHAM | CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| HAGERTY, SEAN, PATRICK | EXECUTIVE DIRECTOR · EXECUTIVE DIRECTOR AND CHAIRMAN | 2024-03 | — not seen at a tracked firm |
| WITHERS, RICHARD, JOHN | CHIEF COMPLIANCE OFFICER | 2023-09 | — not seen at a tracked firm |
| WATERS, DANIEL, FLYNN | INDEPENDENT NON-EXECUTIVE DIRECTOR | 2023-05 | — not seen at a tracked firm |
| ERASMUS, MAUREEN, ANNE | INDEPENDENT NON-EXECUTIVE DIRECTOR · EXECUTIVE DIRECTOR | 2023-05 | — not seen at a tracked firm |
| Ludt, Ryan, E | EXECUTIVE DIRECTOR | 2023-05 | — not seen at a tracked firm |
| COLBERT, ANDREW | HEAD OF U.K. COMPLIANCE · HEAD OF EUROPEAN COMPLIANCE | 2023-03 | — not seen at a tracked firm |
| BENDL, JOHN, WESLEY | NON_EXECUTIVE DIRECTOR | 2022-12 | VANGUARD ADVISERS INC, VANGUARD GROUP INC, Vanguard Personalized Indexing Management, LLC |
| SMITH, KATIE, JANE | EXECUTIVE DIRECTOR | 2022-03 | — not seen at a tracked firm |
| NORRIS, JAMES, MAURICE | NON-EXECUTIVE DIRECTOR AND CHAIRMAN · DIRECTOR | 2020-10 | — not seen at a tracked firm |
| FULKER, KATHERINE, LOUISE | CHIEF COMPLIANCE OFFICER | 2020-10 | — not seen at a tracked firm |
| GOWER, MICHAEL, EVAN | EXECUTIVE DIRECTOR | 2020-10 | — not seen at a tracked firm |
| SATTERTHWAITE, FRANK, LORD | NON-EXECUTIVE DIRECTOR | 2019-03 | — not seen at a tracked firm |
| LUI, CYNTHIA | NON-EXECUTIVE DIRECTOR | 2019-03 | — not seen at a tracked firm |
| VOLPERT, KENNETH, EDWIN | DIRECTOR | 2019-03 | — not seen at a tracked firm |
| BLAKE, NICK, NMN | EXECUTIVE DIRECTOR | 2019-03 | — not seen at a tracked firm |
| JAMES, JOHN, MARK | EXECUTIVE DIRECTOR | 2016-07 | VANGUARD GROUP INC |
| GOTTS, ALEXANDRA, JANE | EXECUTIVE DIRECTOR | 2016-07 | — not seen at a tracked firm |
| WANE, RICHARD, ALLAN | EXECUTIVE DIRECTOR | 2016-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
