CIK 1665751
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CAI, QUAN, JOYCE | SPOUSE | 2014-03 | 75%+ ·◆ |
| SHI, LIN | DIRECTOR | 2014-03 | 75%+ ·◆ |
| KYONG CHUL, CHOI | CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 2023-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|
| WANG, QIAN | CHIEF COMPLIANCE OFFICER | 2023-09 | — not seen at a tracked firm |
| CHUN KEUNG KENNETH, KWAN | CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER | 2022-10 | — not seen at a tracked firm |
| HO, Cheuk Yuen Michael | HEAD OF BUSINESS DEVELOPMENT | 2022-02 | — not seen at a tracked firm |
| WANG, YING, VIVIAN | CHIEF OPERATIONS OFFICER · CHIEF OPERATING OFFICER & RISK AND COMPLIANCE MANAGER · CHIEF OPERATING OFFICER | 2021-09 | — not seen at a tracked firm |
| Chan, Ka Chun, Steve | CHIEF COMPLIANCE OFFICER · ACTING CCO | 2021-09 | — not seen at a tracked firm |
| LAW, SZE HO, DAVIS | HEAD OF BUSINESS DEVELOPMENT · BUSINESS DEVELOPMENT HEAD · CHIEF FINANCIAL OFFICER | 2021-05 | — not seen at a tracked firm |
| WANG, XIN, YE | LEGAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2020-09 | — not seen at a tracked firm |
| Hui, Yan Wah | RISK AND COMPLIANCE MANAGER | 2017-09 | — not seen at a tracked firm |
| Sun, Xue | CHIEF OPERATING OFFICER | 2016-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
