CIK 1663897
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BLEHAR, MICHAEL, NMN | MANAGING DIRECTOR AND CHIEF GROWTH OFFICER | 2015-08 | <5% ·◆ |
| BOVARD, THEODORE, MAYLON | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2015-08 | <5% ·◆ |
| DOUDS, JOHN, TODD | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | 2015-08 | <5% ·◆ |
| EYE, DANIEL, T. | CHIEF INVESTMENT OFFICER | 2021-01 | <5% ·◆ |
| SOMMARIVA, JAY, AL | MANAGING DIRECTOR AND CHIEF OF ASSET MANAGEMENT | 2018-01 | <5% ·◆ |
| GICONI, MARY, JEAN | CHIEF COMPLIANCE OFFICER | 2018-03 | <5% |
| FOCUS OPERATING, LLCentity |
| MEMBER/MANAGER |
| 2015-10 |
| 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SMITH, CHARLES, ADAM | MANAGING DIRECTOR · DIRECTOR | 2022-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
