CIK 1659978
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ARENA, JOSEPH, WILLIAM | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 2014-12 | <5% ·◆ |
| LEO, JOSEPH, ALBERT | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | 2023-04 | <5% ·◆ |
| WEBBER, KYLE, PATRICK | MANAGING MEMBER, CHIEF OPERATING OFFICER | 2014-12 | <5% ·◆ |
| WEISMAN, SCOTT, ALAN | ETICO FINANCIAL, LLC MEMBER AND ELECTED MANAGER THROUGH PTERODACTYL HOLDINGS | 2018-01 | 25–50% |
| GILBERT, JOSHUA, TYLER | CHIEF COMPLIANCE OFFICER | 2025-07 | <5% |
| ETICO FINANCIAL, LLCentity | MEMBER | 2022-02 | 75%+ ·◆ |
| EOS VENTURE PARTNERS LIMITED |
| ETICO FINANCIAL, LLC EQUITY SHAREHOLDER IN ETICO FINANCIAL, LLC |
| 2025-11 |
| 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
