CIK 1659851
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| NESBITT, STEPHEN, LANE | CHIEF EXECUTIVE OFFICER | 2004-06 | 25–50% ·◆ |
| COWART, MICHAEL, BRUCE | CHIEF COMPLIANCE OFFICER | 2022-10 | <5% ·◆ |
| ROGAL, JONATHAN, ADAM | SENIOR MANAGING DIRECTOR / GENERAL COUNSEL | 2014-09 | <5% ·◆ |
| HADDAD, LAURENCE, GERMAINE, AYALA | CHIEF FINANCIAL OFFICER | 2024-06 | <5% |
| CW INTERMEDIATE LLCentity | MEMBER | 2023-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| JOHNSON, LANCE, JEREMY | CHIEF FINANCIAL OFFICER / CHIEF OPERATIONS OFFICER · CHIEF OPERATIONS OFFICER | 2024-05 | — not seen at a tracked firm |
| BARCHICK, KATHLEEN, KAY | MEMBER / SENIOR MANAGING DIRECTOR | 2023-08 | — not seen at a tracked firm |
| LYNCH, THOMAS, KEVIN | SENIOR MANAGING DIRECTOR | 2023-08 | — not seen at a tracked firm |
| NESBITT, STEPHEN, B | MANAGING DIRECTOR | 2023-08 | — not seen at a tracked firm |
| HASBROUCK, PHILIP, D | MANAGING DIRECTOR | 2022-10 | — not seen at a tracked firm |
| INDELICATO, MARIO, ARTHUR | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| STERN, DANIEL | MEMBER / SENIOR MANAGING DIRECTOR | 2020-06 | — not seen at a tracked firm |
| KOMESU, CAROL, NORIKO | TREASURER | 2014-09 | — not seen at a tracked firm |
| SMITH, BARBARA, JEAN | MEMBER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
