CIK 1654033
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BENTLEY, RICHARD, THOMAS | DIVISION MANAGER · CEO/ DIVISION MANAGER - (10/2019) · CEO/ CFO/ DIVISION MANAGER - (10/2019) · CO-MANAGING MEMBER · MEMBER | 2024-12 | — not seen at a tracked firm |
| HAIMS, JARED | CHIEF MARKETING OFFICER · CHIEF MARKETING OFFICER / CHIEF COMPLIANCE OFFICER (01/2018) · CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) · CO- MANAGING MEMBER · MEMBER | 2021-05 | — not seen at a tracked firm |
| ROES, BRIAN, SCOTT | CHIEF OPERATIONS OFFICER · CO-MANAGING MEMBER | 2021-05 | — not seen at a tracked firm |
| LAPRETA, JOYCE, MARIE |
| 2021-02 |
| — not seen at a tracked firm |
| YAWMAN, ROBERT, P. | CO- MANAGING MEMBER - CHIEF COMPLIANCE OFFICER · MEMBER - CHIEF COMPLIANCE OFFICER · MEMBER · VICE PRESIDENT | 2017-02 | — not seen at a tracked firm |
| HAIMS, HOWARD, J | MEMBER · CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| SWEEZY, TOBEY | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
