CIK 1644329
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Mallory, Holly, Evans | CHIEF COMPLIANCE OFFICER | 2021-01 | <5% ·◆ |
| REINER, MATTHEW, ROSS | PRESIDENT, CEO | 2017-02 | <5% ·◆ |
| REINER, MITCHELL, BUDDY | SECRETARY & TREASURER | 2017-02 | <5% ·◆ |
| CAPITAL INVESTMENT ADVISORS, LLCentity | SHAREHOLDER | 2023-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MOSS, WESLEY, HANES | SHAREHOLDER · MEMBER | 2023-06 | Capital Investment Advisors, LLC |
| REINER, MICHAEL, JULES | CHIEF COMPLIANCE OFFICER | 2020-11 | — not seen at a tracked firm |
| MOORE, THOMAS, OAKLEY | SHAREHOLDER · MEMBER | 2020-06 | — not seen at a tracked firm |
| KLEIN, CURT, EDWIN | SHAREHOLDER · MEMBER | 2020-06 | — not seen at a tracked firm |
| REA, BRYAN, JUSTIN | SHAREHOLDER · MEMBER | 2020-06 | — not seen at a tracked firm |
| GOEPP, EDWARD, FRANCIS | SHAREHOLDER, CHIEF OPERATING OFFICER · SHAREHOLDER | 2020-06 | — not seen at a tracked firm |
| SCUDELLARI, PAUL, LUCANUS | MEMBER | 2015-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
