CIK 1641992
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BAECHINGER, KONRAD, JOSEF | MEMBER OF THE BORD OF DIRECTORS | 2014-04 | <5% ·◆ |
| Egermann, Michael | CHIEF PEOPLE OFFICER | 2024-12 | <5% ·◆ |
| FRITSCHI, PIUS, JOHANN | MANAGING DIRECTOR | 2010-04 | <5% ·◆ |
| GRUBER, SASCHA, NMN | MANAGING DIRECTOR | 2022-02 | <5% ·◆ |
| KIND, STEPHAN | MANAGING DIRECTOR | 2022-02 | <5% ·◆ |
| KOSSOW, JOHN, DIERK | CHIEF FINANCIAL OFFICER | 2022-02 | <5% ·◆ |
| PAGANONI, ROBERTO, (NMN) | CHIEF EXECUTIVE OFFICER | 1997-06 |
| <5% ·◆ |
| PEPPARD, EUGENE, FRANCIS | MEMBER OF THE BOARD OF DIRECTORS | 2021-03 | <5% ·◆ |
| VERCOUTERE, IVAN, ALBERT | MANAGING DIRECTOR | 1998-08 | <5% ·◆ |
| VON BAUM, JOHANN, PETER HORST WERNER | CHIEF RISK OFFICER | 2007-04 | <5% ·◆ |
| VON UND ZU LIECHTENSTEIN, MAXIMILIAN, (NMN) | CHAIRMAN OF THE BOARD OF DIRECTORS | 2009-04 | <5% ·◆ |
| WILDERS, RUDI, ADRIAAN | MANAGING DIRECTOR | 2022-02 | <5% ·◆ |
| LGT HOLDING DENMARK APSentity | SHAREHOLDER | 2018-10 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
