CIK 1640361
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2025-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MOORE, ALBERT, ASHOK | CHIEF COMPLIANCE OFFICER | 2024-08 | Themes Management Co LLC, Simplify Asset Management Inc. |
| LONG, ROGER, KEITH | MEMBER, MANAGER · MANAGER | 2023-03 | — not seen at a tracked firm |
| DESCOTEAUX, DIANNE, MARIE | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| WINTER, MICHAEL, J | MEMBER, MANAGER · MANAGER | 2019-03 | — not seen at a tracked firm |
| O'NEILL JR., JOSEPH, WILLIAM | CHIEF COMPLIANCE OFFICER |
| 2015-05 |
| — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
