CIK 1634553
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| STEPHENSON, ANGELA, MICHELLE | CHIEF OPERATIONS OFFICER | 2015-01 | 5–10% ·◆ |
| HENSLER, JOHN, FRANCIS | PRESIDENT/TREASURER | 2015-01 | <5% ·◆ |
| MICHAEL, SCOTT, DOUGLAS | CHIEF COMPLIANCE OFFICER | 2015-01 | <5% ·◆ |
| PIETRANDREA, ROBERT, ANTHONY | MEMBER OF BOARD OF MANAGERS | 2015-01 | <5% ·◆ |
| POSNER, HENRY | MEMBER OF BOARD OF MANAGERS | 2015-01 | <5% ·◆ |
| WILLIAMS, THOMAS, KEITH | CHIEF EXECUTIVE OFFICER | 2015-01 | <5% ·◆ |
| WRIGHT, THOMAS, DAVID | CHAIRMAN OF THE BOARD |
| 2015-01 |
| <5% ·◆ |
| WRIGHT, THOMAS, DAVID | SECRETARY | 2015-01 | <5% ·◆ |
| HAWTHORNE WEALTH MANAGEMENT HOLDINGS, LLCentity | OWNER | 2015-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DENEST, CAROLYN, MEALEY | OWNER | 2016-03 | — not seen at a tracked firm |
| GEHMAN, ANGELA, RENEE | OWNER | 2016-03 | — not seen at a tracked firm |
| STOCK, CHRISTOPHER, MICHAEL | OWNER | 2016-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
