CIK 1633911
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-20). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-20. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ADAMS, DAVID, MICHAEL | OWNER, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | 2015-01 | 10–25% ·◆ |
| MCPHERSON, JOHN | OWNER, PRESIDENT, PORTFOLIO MANAGER | 2015-01 | 10–25% ·◆ |
| BABKA, MARK, BERNARD | OWNER, SENIOR RESEARCH ANALYST | 2015-01 | 5–10% ·◆ |
| SMITH, JEFFREY, SCOTT | OWNER, SENIOR RESEARCH ANALYST | 2015-01 | 5–10% ·◆ |
| CHANDWANI, SONA, SAPNA | OWNER, CHIEF ADMINISTRATIVE OFFICER | 2019-01 | <5% ·◆ |
| GOSOM, MICHELLE, MONSALUD | OWNER, CHIEF COMPLIANCE OFFICER | 2014-09 | <5% ·◆ |
| HOLLANDER, RICHARD, SCOTT | OWNER, CHAIRMAN OF THE BOARD | 2015-01 | <5% ·◆ |
| KUHL, KATHRYN | DIRECTOR, HUMAN RESOURCES | 2025-08 | <5% ·◆ |
| QUAN, JOHN, ALBERT | OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER | 2021-10 | <5% ·◆ |
| SCARLETT, NANCY, JEDDELOH | OWNER, MANAGING DIRECTOR, CHIEF OF STAFF | 2015-01 | <5% ·◆ |
| SCHWEITZER, RICHARD, HARLAN | OWNER,SENIOR PARTNER | 2015-01 | <5% ·◆ |
| ST HILAIRE, KIM, MARIE | OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING | 2021-05 | <5% ·◆ |
| ARISTOTLE CAPITAL MANAGEMENT, LLCentity | OWNER | 2014-10 | 50–75% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LISENBEE, GARY, WAYNE | OWNER, SENIOR PARTNER · SENIOR PARTNER | 2024-03 | — not seen at a tracked firm |
| WOMACK, ROBERT, REID | OWNER, CHIEF INNOVATION OFFICER | 2024-03 | — not seen at a tracked firm |
| GRADY, TODD, EARL | OWNER, SENIOR RESEARCH ANALYST · PRINCIPAL, SENIOR RESEARCH ANALYST | 2023-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
