CIK 1633857
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-19). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-19. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| WILLIAMS, BRIAN, KENJI | MANAGING PARTNER | 2011-04 | 10–25% ·◆ |
| GUBALA, DEREK, A | CO-PRESIDENT | 2025-04 | 5–10% ·◆ |
| McIntyre, Casey, Kellen | CO-PRESIDENT | 2025-06 | 5–10% ·◆ |
| PARISH, ANTHONY, JOHN | CHIEF INVESTMENT OFFICER / MEMBER | 2019-04 | 5–10% ·◆ |
| Cassas, Anitra | GENERAL COUNSEL | 2024-10 | <5% ·◆ |
| Furner, Laura, Beth | CHIEF OPERATING OFFICER | 2021-02 | <5% ·◆ |
| LANTZ, DANIEL, TIMOTHY | CHIEF COMPLIANCE OFFICER | 2025-02 | <5% ·◆ |
| STARR, JULIE, WILBURN | CHIEF FINANCIAL OFFICER | 2023-11 | <5% ·◆ |
| CAIN, ERICKA, ADAMS | MEMBER | 2011-04 | 10–25% |
| CAIN, WILLIAM, HENRY | MEMBER | 2011-04 | 10–25% |
| COOPER, JAMES, RYAN | MEMBER | 2011-04 | 10–25% |
| MULLAN, MICHAEL, EVANS | MEMBER | 2011-04 | 10–25% |
| ROSS, NICHOLAS, GLENN | MEMBER | 2019-08 | 5–10% |
| BERRY H JOHNSON JR FAMILY TRUSTentity | MEMBER | 2011-04 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SWENDIMAN, MATTHEW, ASHLEY | CHIEF COMPLIANCE OFFICER | 2024-11 | Crew Capital Management, Ltd, DEFINED WEALTH MANAGEMENT, LLC, ELEVATUS WELATH MANAGEMENT |
| Stetz, Paul, Brian | PRESIDENT | 2024-11 | — not seen at a tracked firm |
| SARABI, ARMIN, KRAMER | CHIEF COMPLIANCE OFFICER | 2024-04 | — not seen at a tracked firm |
| WHELAN, SEAN, MICHAEL | CHIEF SALES OFFICER | 2023-07 | — not seen at a tracked firm |
| GRAHAM, TIMOTHY DALEY | CHIEF OPERATIONS OFFICER | 2020-06 | PRIVATE CLIENT SERVICES, LLC |
| THOMPSON, SCOTT, DEVON | CHIEF COMPLIANCE OFFICER | 2019-11 | — not seen at a tracked firm |
| SEILER, TROY, RONALD | CHIEF COMPLIANCE OFFICER | 2019-01 | — not seen at a tracked firm |
| GRAHAM, PHILIP, JON | MEMBER | 2017-06 | — not seen at a tracked firm |
| OSTERINK, STEVE, MARK | CHIEF INVESTMENT OFFICER | 2016-11 | Advisory Alpha, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
