CIK 1633517
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BOHART, STUART, HENRY | CHIEF OPERATING OFFICER · PRESIDENT, CHIEF COMPLIANCE OFFICER · PRESIDENT, CHIEF FINANCIAL OFFICER · PRESIDENT | 2024-03 | — not seen at a tracked firm |
| SAMBUR, SCOTT, MICHAEL | TRUSTEE | 2023-03 | — not seen at a tracked firm |
| KELLER, ANDREW | DEPUTY CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · DEPUTY CHIEF OPERATING OFFICER | 2022-12 | — not seen at a tracked firm |
| OSZTREICHER, DAVID, ELLIOT | CHIEF FINANCIAL OFFICER | 2022-12 | — not seen at a tracked firm |
| SNYDER, CHRISTOPHER, THOMAS |
| GENERAL COUNSEL |
| 2022-06 |
| — not seen at a tracked firm |
| BARNES, SCOTT, L | CHIEF FINANCIAL OFFICER | 2020-04 | — not seen at a tracked firm |
| BARRETT, DAVID, JOHN | HEAD OF BUSINESS DEVELOPMENT AND MANAGING DIRECTOR | 2019-09 | — not seen at a tracked firm |
| SABOL, BENJAMIN | HEAD OF RISK MANAGEMENT · HEAD OF TRADING OPERATIONS | 2019-09 | — not seen at a tracked firm |
| ENG, RICKY | HEAD OF IT DEVELOPMENT · CO- CHIEF TECHNOLOGY OFFICER | 2019-09 | — not seen at a tracked firm |
| TUTTLE, ANDREW, SCOTT | HEAD OF TRADING | 2019-09 | — not seen at a tracked firm |
| PRENDERGAST, JOHN, CHARLES | CO- CHIEF TECHNOLOGY OFFICER | 2019-07 | — not seen at a tracked firm |
| MUSSER, DEVAN | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2018-05 | — not seen at a tracked firm |
| PAPADAKIS, SPYROS, N | CHIEF OPERATING OFFICER | 2018-05 | — not seen at a tracked firm |
| DESLANDES, LINE | CHIEF COMPLIANCE OFFICER | 2014-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
