CIK 1631773
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DELONGCHAMP, DANIELLE, LEIGH | PRESIDENT, CHIEF OPERATING OFFICER | 2023-11 | <5% ·◆ |
| GAKENHEIMER, JOHN, HERBERT | EXECUTIVE VICE PRESIDENT | 2023-11 | <5% ·◆ |
| HOFER, KATHLEEN, ANN | CHIEF FINANCIAL OFFICER | 2016-03 | <5% ·◆ |
| Lee, Jae | CHIEF COMPLIANCE OFFICER | 2026-03 | <5% ·◆ |
| CONCORDE HOLDINGS, INC.entity | MANAGING MEMBER | 2011-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| STACEY, JENNIFER, LEIGH | CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| McMurry, Keith, David | CHIEF OPERATING OFFICER | 2024-11 | — not seen at a tracked firm |
| Hildebrand, Edward, Lowell | CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| LEVY, KIMBERLEE, ELIZABETH | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER · MANAGER AND CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2023-12 | — not seen at a tracked firm |
| JACKSON, STEPHEN, ANDREW | PRESIDENT | 2023-10 | — not seen at a tracked firm |
| Hoover, Dawn | CHIEF COMPLIANCE OFFICER | 2022-01 | — not seen at a tracked firm |
| WITT, TIMOTHY, MARK | CHIEF INVESTMENT OFFICER | 2021-06 | — not seen at a tracked firm |
| Kamen, Lori, Beth | CHIEF COMPLIANCE OFFICER | 2020-11 | — not seen at a tracked firm |
| KNIGHT, KELLY, PATRICIA | MANAGER · CHIEF OPERATING OFFICER | 2016-08 | — not seen at a tracked firm |
| RYAN, KIMBERLY, ANN | MANAGER · CHIEF FINANCIAL OFFICER | 2016-02 | — not seen at a tracked firm |
| WOLF, MICHAEL, EDWARD | MANAGER · CHIEF MARKETING OFFICER | 2016-01 | — not seen at a tracked firm |
| HORNYAK, ERIC, PAUL | MANAGER · PRESIDENT | 2016-01 | — not seen at a tracked firm |
| MERRITT, GREGORY, ALAN | MANAGING MEMBER · MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| KOSANKE, MARK, GERARD | MANAGING MEMBER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
